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Senior Managers
1 Rockefeller Plaza
New York, NY 10020
Phone: 212-554-2675
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Senior Manager
Babita Chodha is a senior manager with Daylight’s New York office.
Babita has over thirteen years of comprehensive experience in the field of corporate compliance, fraud and abuse identification and resolution. Before joining Daylight, Babita worked at a “Big Four” accounting firm in the Forensic and Litigation practice where she specialized in compliance risk assessments, training, and developing and implementing compliance programs for large multinational organizations.
Prior to her “Big Four” experience, Babita served as a Compliance Attorney at a large international Pharmaceutical/ clinical lab where she spearheaded the development and implementation of specialized compliance training on applicable laws and regulations to Sales & Marketing, Internal Audit, Human Resources, and Information Technology. This included advising and training department heads on compliance and ethics issues, such as anti-bribery and corruption. Babita was also in charge of conducting compliance investigations and developing corrective action plans. Additionally, she worked at a litigation firm where she assisted in developing compliance programs for large national insurance companies under investigation and subject to penalties.
Babita received her Bachelor of Arts from New York University and a Juris Doctorate from Temple University School of law. She is a member of the Pennsylvania Bar. |
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1 Rockefeller Plaza
New York, NY 10020
Phone: 212-554-2688
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Senior Manager
Vito Ciaccio is a senior manager with Daylight in its New York office. He has more than eight years of investigative, advisory, financial services and regulatory compliance experience.
Prior to joining Daylight Forensic, Vito was a manager with the forensic practice at a "Big Four" accounting firm, providing financial institutions with Anti-Money Laundering (AML) related services including gap assessments, independent testing, transaction look-backs and the development and delivery of AML training.
Vito is also experienced in regulatory compliance and operations in the managed care and pharmaceutical industries. He has assisted in the design and implementation of compliance programs and regulatory audit preparedness programs for managed care organizations, pharmaceutical manufacturers and hospitals.
Vito earned a bachelor’s degree in health care administration from St. John’s University in New York. He also is an associate member of the Association of Certified Fraud Examiners. |
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1 Rockefeller Plaza
New York, NY 10020
Phone: 212-554-3629
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Senior Manager
Kevin is a senior manager with Daylight and is based in the New York office. Kevin has over 17 years of international broker dealer experience.
Prior to joining Daylight, Kevin served as a managing director in the corporate treasury division at Bear Stearns. In this role he was responsible for the development, implementation and oversight of various interest systems.
Kevin has significant cash management and operational experience as it relates to international settlements. His experience includes working with operations, prime brokerage, retail, sales and network management to reduce interest expenses and improve operational efficiencies.
Kevin holds a Bachelor of Science degree in finance from the University at Albany. |
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1 Rockefeller Plaza
New York, NY 10020
Phone: 212-554-2694
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Senior Manager
Jeffrey B. Locke is a senior manager with Daylight in its New York office. Before joining Daylight, he was an assistant New York state attorney general serving in the Criminal Prosecutions Bureau. In this role, Jeffrey conducted high-profile, long-term investigations into market timing and late-trading in the mutual fund industry, as well as bid-rigging in the insurance brokerage industry.
Before becoming an assistant attorney general, he worked as a legal officer in the prosecutor’s office for the United Nations mission in Kosovo, where he investigated and prosecuted war crimes, organized crime and terrorism cases. He also worked as an assistant public defender in Philadelphia.
Jeffrey received his juris doctorate in 1999 from Columbia Law School in New York and his Bachelor of Arts in International Relations in 1994 from the University of Pennsylvania in Philadelphia. He also is an adjunct law professor at Seton Hall University School of Law, where he teaches a class on international war crimes tribunals. |
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1 Rockefeller Plaza
New York, NY 10020
Phone: 212-554-2669
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Senior Manager
Michael Navarro is a senior manager with Daylight in its New York office and has more than eight years of corporate finance and operations experience.
Before joining Daylight Forensic, Michael managed the day-to-day operations of a successful office for a top-500 engineering firm. His responsibilities included profit and loss performance, asset utilization, staff oversight and all facets of office policies. His other areas of expertise include the role of financial manager, specializing in corporate finance, and project finance, with a strong emphasis on revenue and compliance. Michael’s experience also includes various functions of engineering design and construction supervision.
Michael possesses extensive knowledge and familiarity with Sarbanes-Oxley and workplace compliance, including corporate regulations. He is experienced with project and office audits, including supervising the implantation and execution of internal controls with great emphasis on policies and procedures.
Michael holds a bachelor's degree in civil engineering from Stevens Institute of Technology. |
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1 Rockefeller Plaza
New York, NY 10020
Phone: 212-554-2658
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Senior Manager
Thomas A. Raimonde is a senior manager with Daylight in its New York office.
He specializes in securities industry regulatory compliance. He conducts analyses of the operating effectiveness of internal controls, policies and procedures relating to surveillance, investigation, examination, and operations, and evaluates their compliance to regulatory requirements.
Thomas has a thorough knowledge of auction and electronic securities market regulation and operations. Before joining Daylight, he spent more than 28 years at the New York Stock Exchange (now NYSE Euronext), most recently as a director in market surveillance and a principal in corporate audit/regulatory quality review. He has also conducted trading investigations; surveillance analysis; trading correspondence (responding to customer and listed company concerns, complaints and requests for information); and worked in trading floor operations and the NYSE Controllers.
Thomas has extensive experience in reviewing trading activities of specialists, floor brokers and market makers including reviews for customer harm (best execution), specialist affirmative and negative obligations, agency responsibility and the maintenance of fair and orderly markets to ensure compliance with Exchange rules and regulations and federal securities laws.
Thomas holds a Bachelor of Science in accounting from Hunter College of the City University of New York. |
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1 Rockefeller Plaza
New York, NY 10020
Phone: 212-554-3632
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Senior Manager
John Stapleton is a senior manager with Daylight in its New York office.
John brings over 30 years of international banking experience with him. Prior to joining Daylight, he was the senior compliance officer for the New York branch of a major Japanese bank. In that role he was responsible for all aspects of the branch’s regulatory compliance, BSA/AML program and safety and soundness examination management process. During his time with the bank, he participated in the development of a global compliance manual for use by the bank’s overseas offices and financial subsidiaries.
His banking experience includes the responsibility for the start up and management of banking operations in North America, Australia and the U. K. John has had responsibility for managing multiple, concurrent international projects, participated in global strategic planning and managed the global or regional operations of branch networks of several international banks. He has had project management responsibility for the implementation of CHIPS and SWIFT operations, as well as, dealing room, global risk management and management information technologies. John has developed global, regional and branch level emergency preparedness and business continuity plans.
As an independent consultant, he has developed compliance programs and drafted policies and procedures for the New York branches of a number of foreign banks.
John is a member of the International Bank Regulatory Compliance Committee, a professional association of international bank compliance officers, and has chaired the Committee’s Regulatory Oversight Sub-committee since 2001. |
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