In any regulated industry, maintaining an effective training program which ensures not only your employees’ understanding of compliance and regulatory responsibilities, but also provides continuing education on the most recent legal and industry developments, can be a daunting assignment. Furthermore, regulators often start an exam, audit or investigation with a detailed review of an institution’s training program that includes not only the training materials themselves, but also the record-keeping and internal controls systems that monitor and track how and when training is administered and employee participation in training. Simply put, any entity which is subject to regulatory oversight in this area must maintain an effective and organized training curriculum.
HOW CAN DAYLIGHT HELP
The regulatory landscape is in a state of constant change for both the regulators and those being regulated. A successful training program must effectively satisfy the concerns and obligations of all the parties no matter which side of the process they are on.
Daylight professionals include highly capable individuals with diverse and relevant experience, including former federal and state prosecutors, law enforcement personnel, regulators, internal control professionals, forensic technology professionals and other industry leaders, which allow us to appreciate the risks and challenges of effective training in a business environment.
THE DAYLIGHT APPROACH
Our professionals will first perform an initial assessment and evaluation of our client’s current training program to address strengths and deficiencies. Then we set out to modify, enhance or completely overhaul the current system to create the ideal product.
During this stage of development, a few of the many issues that we can assist with are:
- Creation of subject matter content
- Selection and production of training materials and aids
- Selection and training of instructors
- The ideal format in which to deliver the training
- Creation of an internal control process that includes a complete and easily accessible record-keeping system for preserving training materials and, employee participation records
Daylight professionals will work hand-in-hand with you to create a tailored solution that will satisfy all of your regulatory and business goals. We go to great lengths to fully understand your immediate and future expectations for your training program so we can deliver the most effective solution. Regardless of the size or scope of your business, regulatory oversight always views a robust training program and record-keeping system tantamount to a successful overall regulatory and compliance program.
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