1 Rockefeller Plaza
New York, NY 10020
Phone: 212-554-3632
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John Stapleton is a senior manager with Daylight in its New York office and has over 30 years of international banking experience.

Prior to joining Daylight, John was the senior compliance officer for the New York branch of a major Japanese bank. In that role he was responsible for all aspects of the branch’s regulatory compliance, BSA/AML program and safety and soundness examination management process. In addition, he was the branch’s primary point of contact with the Federal Reserve Bank of New York and the New York State Banking Department, coordinating and managing all regulatory information requests and all regulatory examinations, including annual shared national credit reviews. John also participated in the development of a global compliance manual for use by the bank’s overseas offices and financial subsidiaries.

His banking experience includes the responsibility for the start up and management of banking operations in North America, Australia and the U. K. John has managed multiple, concurrent international projects, participated in global strategic planning and managed the global or regional operations of branch networks of several international banks. He was responsible and managed the implementation of CHIPS and SWIFT operations, as well as, dealing room, global risk management and management information technologies. John has developed global, regional and branch level emergency preparedness and business continuity plans.

As an independent consultant, he has developed compliance programs and drafted policies and procedures for the New York branches of a number of foreign banks.

John is a member of the International Bank Regulatory Compliance Committee, a professional association of international bank compliance officers, and has chaired the Committee’s Regulatory Oversight Sub-committee since 2001.