1 Rockefeller Plaza
New York, NY 10020
Phone: 212-554-2658
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Thomas A. Raimonde is a senior manager with Daylight in its New York office.

He specializes in securities industry regulatory compliance. He conducts analyses of the operating effectiveness of internal controls, policies and procedures relating to surveillance, investigation, examination, and operations, and evaluates their compliance to regulatory requirements.

Thomas has a thorough knowledge of auction and electronic securities market regulation and operations. Before joining Daylight, he spent more than 28 years at the New York Stock Exchange (now NYSE Euronext), most recently as a director in market surveillance and a principal in corporate audit/regulatory quality review. He has also conducted trading investigations; surveillance analysis; trading correspondence (responding to customer and listed company concerns, complaints and requests for information); and worked in trading floor operations and the NYSE Controllers.

Thomas has extensive experience in reviewing trading activities of specialists, floor brokers and market makers including reviews for customer harm (best execution), specialist affirmative and negative obligations, agency responsibility and the maintenance of fair and orderly markets to ensure compliance with Exchange rules and regulations and federal securities laws.

Thomas holds a Bachelor of Science in accounting from Hunter College of the City University of New York.